Compliance Officer (Lyon, France)
Location : LYON, FRANCE
About ARCHIMED
With offices in Europe, North America and Asia, ARCHIMED is a leading investment firm focused exclusively on healthcare industries. Its mix of operational, medical, scientific and financial expertise allows ARCHIMED to serve as both a strategic and financial partner to healthcare businesses. Prioritized areas of focus include Biopharma Products, Consumer Health, Healthcare IT, In Vitro Diagnostics, Life Science Tools & Biologic Services, MedTech, and Pharma Services.
ARCHIMED helps partners internationalize, acquire, innovate and expand their products and services. ARCHIMED manages €8 billion across its various funds, including the largest healthcare-only private equity fund raised by a European-based General Partner. Since inception, ARCHIMED has been a committed Impact investor, both directly and through its EURÊKA Foundation.
The Team
- An international team (with more than 38 nationalities) with complementary education and experience in the investment, medical, scientific, strategic and operational sectors
- Composed of alumni from: INSEAD, Berkeley, Georgetown, Bocconi, HEC Paris, Ponts et Chaussées, ESSEC, Imperial College, Dartmouth, etc.
- Professional backgrounds: Private Equity (3i, Siparex, USS Ltd, Barings, capiton), Consulting (A.T. Kearney, Bain, McKinsey), M&A (Lazard, EY, KPMG, PwC), Industry (Biotronik, Cerba, Pharmacy, Veterinary)
ROLE OVERVIEW
Reporting to the RCCI, the Compliance Officer will be responsible for a broad range of compliance and regulatory matters covering ARCHIMED's AIFM-regulated activities and the retail focused product offering of ARCHIMED's evergreen fund strategy, MED Access. ARCHIMED
The successful candidate will be a key point of contact for regulatory matters, internal teams, and external stakeholders, and will contribute to maintaining a strong compliance culture across the firm.
KEY RESPONSIBILITIES
1. AIFM Regulatory Compliance
- Monitor and update the regulatory mapping applicable to ARCHIMED's activities as an AMF-authorised AIFM, covering Directive 2011/61/EU, its Level-II Regulation (EU) 231/2013, and the AMF General Regulation
- Maintain and update internal policies and procedures in line with regulatory requirements applicable for an AMF
- Coordinate preparation and submission of AMF and CSSF regulatory filings, including Annex IV AIFMD reporting, and manage interactions with the AMF on supervisory matters
- Monitor legislative and regulatory developments (AIFMD II, MiFID, SFDR, CBDF Directive, ELTIF 2.0) and assess their impact on ARCHIMED's operations
2. Retail Products & ELTIF Compliance
- Support the compliance framework for MED Access, ARCHIMED's evergreen fund strategy distributed to retail and semi-professional investors, including FCPR and ELTIF 2.0 vehicle compliance
- Monitor compliance with the ELTIF Regulation (EU) 2015/760 as amended by ELTIF 2.0 (EU) 2023/606, including portfolio composition rules, liquidity requirements, leverage limits and investor eligibility conditions
- Review and validate marketing communications to ensure compliance with applicable marketing regulation
- Liaise with the AMF on retail fund authorisation, marketing approval, and any investor protection matters related to retail distribution
3. AML/KYC & Investor Onboarding
- Maintain and update ARCHIMED's AML/CTF framework in compliance with French and Luxembourg LCB-FT regulations and applicable EU directives (AMLD5/6, AMLA)
- Review and validate KYC/AML files for institutional, professional and retail investors, including PEP and sanctions screening
- Manage the LP exclusion and ongoing monitoring process, including adverse media screening and periodic KYC refresh
4. ESG & Sustainable Finance Compliance
- Control SFDR entity-level and product-level compliance (Article 8 and Article 9 fund disclosures, PAI statements, periodic ESG reports)
- Monitor evolving ESG regulatory requirements including the EU Taxonomy, CSRD and the ESMA Guidelines on fund names
5. Internal Controls & Governance
- Contribute to the design and execution of the annual compliance control plan
- Manage independently and effectively a portfolio of compliance controls and projects
- Prepare compliance reports for the Management Committee, Board and LPAC as required
- Organise and deliver compliance training for investment, investor relations and operations teams
Requirements
Education
- Master's degree (Bac+5) in law, finance, business administration or equivalent
- Specialisation in financial regulation, compliance or financial law is a strong plus
Experience
- 5 to 8 years of compliance experience in a regulated asset management environment — SGP, fund administrator, law firm specialising in investment funds, or NCA
- Solid hands-on experience with AIFMD compliance in an operational context — not purely advisory
- Direct experience with retail focused investment products (FCPR, ELTIF, AIF, UCITS, or comparable vehicles) is required — knowledge of distribution channels (CGPs, platforms, insurance wrappers, PER) is a strong plus
- Exposure to Luxembourg fund structures (SCSp, RAIF, SICAR) in addition to French vehicles is an advantage
- Familiarity with US regulatory matters is a plus
Technical Skills
- Deep knowledge of AIFMD and its Level-II Regulation, MiFID 2, ELTIF 2.0, SFDR and AMF General Regulation
- Strong understanding of AML/KYC frameworks applicable to European AIFMs
- Familiarity with PRIIPs KID requirements and retail marketing compliance
- Ability to draft high-quality policies, procedures and regulatory analyses in both French and English
Behavioural Competencies
- Rigorous, well-organised, and capable of managing multiple regulatory workstreams simultaneously
- Solutions-oriented — able to balance regulatory requirements with operational pragmatism
- Strong interpersonal skills and ability to work transversally with investment, legal, finance and investor relations teams
- Proactive in monitoring regulatory developments and translating them into actionable internal updates
- Discretion and integrity in all matters
Languages
- French — fluent
- English — fluent
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